explicitly defining the criteria a potential participant has to meet to be eligible to be enrolled and
maintained in the study as a participant.
Inclusion criteria are used during the screening process to identify potential participants who are
members of the population about whom you want to draw conclusions. A reasonable inclusion
criterion for a study of a lipid-lowering intervention would be, “Participant must have a
documented diagnosis of hyperlipidemia, defined as total cholesterol
and
at screening.”
Exclusion criteria are used to identify potential participants who do not fall in the population
being studied. They are also used to rule out participation by individuals who are otherwise in the
population being studied but should not participate for practical reasons (such as safety, or risk of
privacy breach). A reasonable exclusion criterion for a study of a lipid-lowering treatment would
be, “Participants who are not willing to change their medication during the study are not eligible to
participate.”
Withdrawal criteria apply to the follow-up portion of the study. They describe situations that
could arise during the study that would put the participant in a state where participation should no
longer take place. One example would be that the participant is diagnosed with Alzheimer’s
disease during the study and can no longer make decisions on their own. A typical withdrawal
criterion may be, “If the participant no longer has decision-making capacity, they will be
withdrawn.”
Choosing the structure of a clinical trial
Many clinical trials include a comparison of two or more interventions. These types of clinical trials
typically have one of the following structures (or designs), each of which has pros and cons:
Parallel: In this clinical trial design, each participant receives one of the interventions, and the
groups are compared. Parallel designs are simpler, quicker, and easier for each participant than
crossover designs, but you need more participants for the statistics to work out. Trials with very
long treatment periods usually have to be parallel.
Crossover: In a crossover design, each clinical trial participant receives all the interventions in
sequence during consecutive treatment periods (called phases) separated by washout intervals
(lasting from several days to several weeks). Crossover designs can be more efficient because
each participant serves their own control, eliminating inter-participant variability. But you can use
crossover designs only if you’re certain that at the end of each washout period, the participant will
have been restored to the same condition as at the start of the study. This may be impossible for
studies of progressive diseases, like cancer or emphysema, or for drugs that last a long time in the
body and are hard to wash out, like SSRIs and marijuana.
Using randomization
Randomized controlled trials (RCTs) are the gold standard for clinical research (as described in
Chapters 7 and 20). In an RCT, the participants are randomly allocated by intervention into treatment
groups (in a parallel trial) or into treatment-sequence groups (in a crossover design). Randomization
provides several advantages: